Shadow docket
The shadow docket is the use of emergency orders and summary decisions by the Supreme Court of the United States without oral argument. The term was coined in 2015 by University of Chicago Law professor William Baude.
The shadow docket is a break from ordinary procedure. Such cases receive very limited briefings and are typically decided a week or less after an application is filed. The process generally results in short, unsigned rulings. On the other hand, merits cases take months, include oral argument, and result in lengthy opinions detailing the reasoning of the majority and concurring and dissenting justices, if any.
It is used when the Court believes an applicant will suffer "irreparable harm" if its request is not immediately granted. Historically, the shadow docket was rarely used for rulings of serious legal or political significance. However, since 2017, it has been increasingly utilized for consequential rulings, especially for requests by the Department of Justice for emergency stays of lower-court rulings. The practice has been criticized for various reasons, including for bias, lack of transparency, and lack of accountability.
Terminology
The term "shadow docket" was coined in 2015 by William Baude,[1] who wrote:
Outside of the merits cases, the Court issued a number of noteworthy rulings which merit more scrutiny than they have gotten. In important cases, it granted stays and injunctions that were both debatable and mysterious. The Court has not explained their legal basis and it is not even clear to what extent individual Justices agree with those decisions. ... As the orders list comes to new prominence, understanding the Court requires us to understand its non-merits work – its shadow docket.[2]: 3–4, 5
— "Foreword: The Supreme Court's Shadow Docket", New York University Journal of Law & Liberty (January 2015)
The term has been used by the justices themselves, with Justice Samuel Alito calling it "sinister" in a university speech and saying it was "used to portray the court as having been captured by a dangerous cabal that resorts to sneaky and improper methods to get its ways". In a dissent to Whole Woman's Health v. Jackson (2021), Justice Kagan used the term, saying the Court's usage of the shadow docket "every day becomes more unreasoned, inconsistent, and impossible to defend."[3]
History
Historical use
![Richard Nixon pointing at a map of Cambodia](http://upload.wikimedia.org/wikipedia/commons/thumb/6/61/NixononCambodia.jpg/220px-NixononCambodia.jpg)
![Field with multiple black marks, some filled with water](http://upload.wikimedia.org/wikipedia/commons/thumb/7/79/Bomb_craters_in_Cambodia.jpg/220px-Bomb_craters_in_Cambodia.jpg)
The shadow docket was used primarily for issuing routine orders, such as giving parties more time to file a brief or extending oral arguments.[4] However, on rare occasions, it was used for consequential rulings such as the 1953 stay of the executions of Julius and Ethel Rosenberg and the emergency injunction ordering a halt to the Nixon administration's bombing of Cambodia.[5][6]
A major reason why the Court has used the shadow docket has been to manage its caseload. In Maryland v. Baltimore Radio Show, Inc. (1950), Justice Felix Frankfurter explained for a unanimous court why the shadow docket was necessary,[7] stating: "If the Court is to do its work it would not be feasible to give reasons, however brief, for refusing to take these cases. The time that would be required is prohibitive."[8]
Since 2017
Use of the shadow docket for important rulings has increased precipitously since 2017.[9][10] This coincided with the presidency of Donald Trump, when the Department of Justice sought emergency relief (generally to stay lower court rulings against its executive actions[11]) from the Supreme Court at a far higher rate than had previous administrations, filing 41 emergency applications over Trump's four years in office (by comparison, over the prior 16 years the Obama administration and the Bush administration together filed only eight emergency applications).[9]
Rulings made by way of the shadow docket during Trump's term included rulings over his travel ban, the diversion of military funds to the construction of a border wall on the U.S.–Mexico border, the prohibition of transgender people from openly serving in the United States military, use of the federal death penalty, and restrictions on asylum seekers from Central America.[12][9] The Supreme Court granted 28 of the Trump administration's requests; in the 16 years prior, only four were granted.[10]
Following Trump's departure from office, the Court has made rulings against the Biden administration, putting an end to a federal eviction moratorium and nullifying the White House's attempt to end the Remain in Mexico policy. The latter was decided in a order two paragraphs long.[13]
Procedure
In the Supreme Court's ordinary proceedings, cases are filed to the merits docket.[14] Cases are accepted if four justices decide to grant certiorari (the so-called rule of four), with the overwhelming majority being denied (around 80 out of 7,000–8,000 petitions for certiorari are granted each term[15]: 15–16 ). Accepted cases then feature full briefings (including from amici curiae, if any) and oral arguments,[14] with cases generally lasting months.[16] Finally, the Court issues a lengthy, signed majority opinion, in which the majority extensively explains its reasoning for the ruling.[14]
For the shadow docket, following an application to the relevant circuit justice, they will decide whether to independently make a ruling or refer it to their colleagues.[15]: 3, 4–5 It is dealt with on an accelerated time frame, with decisions coming in a week or less.[9] Should a justice proceed alone, the parties in a case may request that other justices overrule them instead.[15]: 3, 4–5 According to the Court, there are four criteria for stays to be granted:
- that there is a "reasonable probability" that four Justices will grant certiorari, or agree to review the merits of the case;
- that there is a "fair prospect" that a majority of the Court will conclude upon review that the decision below on the merits was erroneous;
- that irreparable harm will result from the denial of the stay;
- finally, in a close case, the Circuit Justice may find it appropriate to balance the equities, by exploring the relative harms to the applicant and respondent, as well as the interests of the public at large.[15]: 2–3
Shadow docket orders are usually unsigned and unexplained. Court observers may attempt to infer how the justices split based on signed concurrences and dissents, rather than the majority opinion.[7] In the Court's August 2020 – July 2021 term, the exact vote count was known in 14 cases out of the 73 cases referred to the whole court (there were 150 shadow docket cases in total). There were 56 merits docket rulings during that period.[17] There are two types of shadow docket orders: ones that deny certiorari and emergency orders for cases still being litigated in lower courts.[7] Inferences for judicial splits are inexact unless there are three public dissents for certiorari denials or four for all other orders.[14]
Commentary
Unreasonable judicial power
Critics contend that the shadow docket gives the Supreme Court an unreasonable amount of power. Nicholas Stephanopoulos, a law professor at Harvard University, has argued that the "idea of unexplained, unreasoned court orders seems so contrary to what courts are supposed to be all about ... If courts don't have to defend their decisions, then they're just acts of will, of power. They're not even pretending to be legal decisions."[18]
![David Cole in a suit and tie](http://upload.wikimedia.org/wikipedia/commons/thumb/3/37/David_D._Cole_December_7%2C_2016_%28cropped%29.jpg/220px-David_D._Cole_December_7%2C_2016_%28cropped%29.jpg)
David D. Cole, the national legal director of the American Civil Liberties Union and a professor at Georgetown University Law Center, has likewise said that if the Court can "make significant decisions without giving any reasons, then there's really no limit to what they can do".[10] Steve Vladeck, the Charles Alan Wright chair of federal courts at University of Texas School of Law, has lambasted the novel uses of the shadow docket, writing in the New York Times:
Until this term, it would have been unheard-of to articulate a new constitutional rule while issuing an emergency injunction to enforce it ... A majority of the justices are increasingly using procedural tools meant to help them control their docket to make significant substantive changes in the law, in defiance not only of their own standards for such relief, but of fundamental principles of judicial decision making.[19]
Transparency
The shadow docket has been criticized for a lack of transparency.[2][20] William Baude has argued that the shadow docket makes it "hard for the public to know what is going on" and "hard for the public to trust that the court is doing its best work".[10] Similarly, House Judiciary courts subcommittee chair Hank Johnson has contended: "Knowing why the Justices selected certain cases, how each of them voted, and their reasoning is indispensable to the public's trust in the court's integrity."[21]
The Economist has argued that the shadow docket displays a "deficit of transparency and accountability",[9] while Steve Vladeck has criticized how decisions are "handed down at all hours of the day ... with little opportunity for public involvement or scrutiny."[14] He has argued: "For a Court whose legitimacy depends largely on the public's perception of its integrity, the growth of unseen, unsigned, and unexplained decisions that disrupt life for millions of Americans can only be a bad thing – and is reason enough for the Court to bring more of these rulings out of the proverbial and literal shadows."[12]
![Adam Liptak in a suit and tie, holding a microphone](http://upload.wikimedia.org/wikipedia/commons/thumb/9/93/Adam_Liptak_1302020.jpg/220px-Adam_Liptak_1302020.jpg)
Criticisms of the lack of transparency of the shadow docket preceded the term's coinage in 2015. In 2014, New York Times Supreme Court correspondent Adam Liptak criticized the Court's opinions as "not abstruse. They are absent." This was in response to Chief Justice John Roberts's comments in his 2005 confirmation hearing that he hoped "we haven't gotten to the point where the Supreme Court's opinions are so abstruse that the educated layperson can't pick them up and read them and understand them".[7]
Bias
Baude has spoken to a bias present in the rates at which requests are granted, saying that the "government, especially the federal government, has a special ability to get the court's attention."[10] Vladeck further criticized this apparent bias:
By waiting for most cases to go through multiple layers of review by lower courts ... the Court gives itself the benefit of multiple rounds of briefing and argument ... To abandon this norm only in cases in which the federal government is the complaining party is to invite serious objections grounded in fairness and equity – and to necessarily tilt the Court's limited resources toward an undoubtedly important, but importantly narrow, class of disputes. Worse still, such a shift gives at least the appearance that the Court is showing favoritism not only for the federal government as a party, but for a specific political party when it's in control of the federal government.[22]: 126–127
— "The Solicitor General and the Shadow Docket", Harvard Law Review (2019)
Rigor
The shadow docket has also been criticized for its lack of rigor. Vladeck has argued that the shadow docket "put[s] the justices in the position of deciding weighty legal issues at a very early stage of litigation, in a context in which it is often unclear exactly what the relevant facts are and in which legal arguments have not been fully developed."[14]
Similarly, Shoba Sivaprasad Wadhia, a professor and associate dean at Penn State Law, has stated that "it's hard to imagine that [the justices] have the same deliberation or time to think about the varying arguments by each party."[1] Ian Millhiser, a journalist at Vox who covers the Supreme Court, has argued that requiring "reasoned opinions" with rulings "can be a tremendous check on judicial power", but "if the Supreme Court pushes too many of its decisions onto its shadow docket, the justices in the majority may never figure out that their first instinct regarding how to decide a case was flawed."[1]
Increased use
Although over the years the justices have sought to assert that it is "a court of final review and not first view", with the maxim being repeated in 11 of the October 2018 term's cases,[22]: 126–127 other criticism has been directed at the significant uptick in the use of the shadow docket.
![Sonia Sotomayor smiling](http://upload.wikimedia.org/wikipedia/commons/thumb/c/cc/Sonia_Sotomayor_by_Gage_Skidmore.jpg/220px-Sonia_Sotomayor_by_Gage_Skidmore.jpg)
In September 2019, Justice Sonia Sotomayor criticized the government's over-reliance on the practice in a dissent to an unexplained immigration order, saying that "the Government has treated this exceptional mechanism as a new normal. Historically, the Government has made this kind of request rarely; now it does so reflexively." She went on further, stating that "Not long ago, the Court resisted the shortcut the Government now invites. I regret that my colleagues have not exercised the same restraint here."[11]
David Cole has similarly argued that "relief should be restricted to the most egregious cases truly requiring expedited action, yet it is increasingly being applied to run-of-the-mill disputes."[23]
Precedential effect
As the highest court in the United States, the Supreme Court's rulings have precedential value, being used by the lower courts as guidance for their own rulings. However, by their very nature, shadow docket orders are unexplained and are not intended for use as such.[14]
For example, with respect to denials of certiorari, Justice Frankfurter wrote:
Inasmuch, therefore, as all that a denial of a petition for a writ of certiorari means is that fewer than four members of the Court thought it should be granted, this Court has rigorously insisted that such a denial carries with it no implication whatever regarding the Court's views on the merits of a case which it has declined to review. The Court has said this again and again; again and again the admonition has to be repeated.[8]
Despite that, the use of shadow docket orders as precedent has increased in recent years.[14]
See also
- Procedures of the Supreme Court of the United States
- History of the Supreme Court of the United States
References
- ^ a b c Millhiser, Ian (August 11, 2020). "The Supreme Court's enigmatic "shadow docket," explained". Vox. Archived from the original on February 12, 2021. Retrieved February 5, 2021.
- ^ a b Baude, William (January 2015). "Foreword: The Supreme Court's Shadow Docket". New York University Journal of Law & Liberty. 9 (1). New York University School of Law. Archived from the original on February 10, 2021. Retrieved February 6, 2021.
- ^ Barnes, Robert; Berardino, Mike (September 30, 2021). "Alito defends letting Texas abortion law take effect, says Supreme Court critics want to intimidate justices". The Washington Post. Retrieved October 29, 2021.
- ^ Vladeck, Stephen I. (February 18, 2021). "Hearing Before the Subcommittee on Courts, Intellectual Property, and the Internet of the House Committee on the Judiciary: Testimony of Stephen I. Vladeck" (PDF). Archived (PDF) from the original on August 13, 2021. Retrieved September 1, 2021.
- ^ Vladeck, Steve (October 22, 2020). "The solicitor general, the shadow docket and the Kennedy effect". SCOTUSblog. Archived from the original on April 12, 2021. Retrieved February 6, 2021.
- ^ Neoborne, Burt (September 27, 2019). "I Fought the Imperial Presidency, and the Imperial Presidency Won". American Civil Liberties Union. Archived from the original on September 1, 2021. Retrieved September 1, 2021.
- ^ a b c d Liptak, Adam (October 27, 2014). "Justices Drawing Dotted Lines With Terse Orders in Big Cases". The New York Times. Archived from the original on December 6, 2020. Retrieved February 6, 2021.
- ^ a b Frankfurter, Felix (January 9, 1950). "State of Maryland v. Baltimore Radio Show, Inc., 338 U.S. 912". Court Listener. Archived from the original on September 2, 2021. Retrieved February 6, 2021.
- ^ a b c d e "Many of the Supreme Court's decisions are reached with no hearings or explanation". The Economist. August 28, 2021. Archived from the original on September 1, 2021. Retrieved September 1, 2021.
- ^ a b c d e Hurley, Lawrence; Chung, Andrew; Allen, Jonathan (March 23, 2021). "The 'shadow docket': How the U.S. Supreme Court quietly dispatches key rulings". Reuters. Archived from the original on March 23, 2021. Retrieved March 31, 2021.
- ^ a b Millhiser, Ian (September 12, 2019). "Justice Sotomayor warns the Supreme Court is doing "extraordinary" favors for Trump". Vox. Archived from the original on March 14, 2021. Retrieved April 9, 2021.
- ^ a b Vladeck, Stephen I. (March 10, 2021). "The Supreme Court Needs to Show Its Work". The Atlantic. Archived from the original on August 28, 2021. Retrieved September 1, 2021.
- ^ Hurley, Lawrence (August 28, 2021). "Analysis: Biden's Supreme Court losses prompt more 'shadow docket' scrutiny". Reuters. Retrieved December 25, 2021.
- ^ a b c d e f g h Vladeck, Steve (August 11, 2020). "The Supreme Court's Most Partisan Decisions Are Flying Under the Radar". Slate. Archived from the original on February 6, 2021. Retrieved February 5, 2021.
- ^ a b c d "A Reporter's Guide to Applications Pending Before the Supreme Court of the United States" (PDF). Public Information Office. Supreme Court of the United States. Archived (PDF) from the original on November 23, 2020. Retrieved February 6, 2021.
- ^ "Supreme Court Procedure". Scotusblog. Retrieved September 24, 2021.
- ^ Hurley, Lawrence; Chung, Andrew (July 28, 2021). "Analysis: U.S. Supreme Court's 'shadow docket' favored religion and Trump". Reuters. Retrieved December 25, 2021.
- ^ Liptak, Adam (October 26, 2020). "Missing From Supreme Court's Election Cases: Reasons for Its Rulings". The New York Times. Archived from the original on February 6, 2021. Retrieved February 6, 2021.
- ^ Vladeck, Stephen I. (April 15, 2021). "The Supreme Court Is Making New Law in the Shadows". The New York Times. Archived from the original on August 31, 2021. Retrieved September 1, 2021.
- ^ Vladeck, Steve (August 26, 2021). "The Supreme Court's 'shadow docket' helped Trump 28 times. Biden is 0 for 1". The Washington Post. Archived from the original on August 29, 2021. Retrieved September 1, 2021.
- ^ O'Connell, Samantha (April 14, 2021). "Supreme Court "Shadow Docket" Under Review by U.S. House of Representatives". American Bar Association. Archived from the original on August 28, 2021. Retrieved September 1, 2021.
- ^ a b Vladeck, Stephen I. (November 8, 2019). "The Solicitor General and the Shadow Docket" (PDF). Harvard Law Review. 133 (123). Archived (PDF) from the original on August 31, 2021. Retrieved February 6, 2021.
- ^ Cole, David (August 20, 2020). "The Supreme Court's dangerous 'shadow docket'". The Washington Post. Archived from the original on December 2, 2020. Retrieved February 6, 2021.